Influence of interradicular and palatal placement of orthodontic mini-implants on the success (survival) rate
© The Author(s). 2017
Received: 27 December 2016
Accepted: 29 May 2017
Published: 14 June 2017
The purpose of this retrospective cohort study was to investigate the success rates of orthodontic mini-implants (OMIs) placed in different insertion sites and to analyse patient and site- related factors that influence mini-implant survival.
Three hundred eighty-seven OMIs were inserted in 239 patients for orthodontic anchorage and were loaded with a force greater than 2 N. Two different insertion sites were compared: 1. buccal inter-radicular and 2. palatal, at the level of the third palatal ruga. Survival was analysed for location and select patient parameters (age, gender and oral hygiene). The level of statistical significance was set at p < 0.05.
The overall success rate was 89.1%. There were statistically significant differences between insertion sites; success rate was 98.4% for OMIs placed in the anterior palate and 71% for OMIs inserted buccal between roots (p < 0.001).
Success rate of OMIs was primarily affected by the insertion site. The anterior palate was a more successful location compared to buccal alveolar bone.
The introduction of temporary anchorage devices (TADs) for skeletal anchorage in orthodontics promised to improve biomechanical possibilities for tooth movement [1, 2]; orthodontic mini-implants (OMIs) are the smallest TADs available . Due to their reduced size, OMIs can be inserted at various sites in both jaws .
OMIs are generally well accepted by patients ; they offer affordable support for anchorage demanding orthodontic biomechanics . Other TADs such as orthodontic mini-plates need soft tissue surgery and are comparatively complex to insert and use; insertion is usually undertaken by oral surgeons. OMIs however can be relatively easily placed and removed, causing little discomfort to the patient ; this can be undertaken by the orthodontist during a routine visit .
A large body of evidence on success rates [6, 8–40] of OMIs exists, showing an average of approximately 84% [8, 9]. However, considerable variation between different anatomical insertion sites has been reported . A meta-analysis of 52 studies on OMIs reported an overall failure rate of 13.5% .
Parasagittal insertion of OMIs in the anterior palate has one of the highest success rates . A prospective study of Straumann® palatal implants revealed success rates of 95.7% . A systematic review  showed that palatal implants have a better success rate compared to inter-radicular OMIs. The Straumann® palatal implant has a surface area of about 54 mm2 whilst two joined OMIs feature a larger combined surface area (2 × 45.34 mm2) . The success of OMIs may hence be correlated to an increased implant-to-bone contact area rather than the properties of the screws themselves or other proposed factors.
A number of orthodontic appliances, (e.g. for rapid palatal expansion (RPE)  or maxillary molar distalization ) utilise two OMIs that are usually inserted parasagittal in the anterior palate. Parasagittal insertion is mandatory for OMI-supported RPE, whereas various designs have been described for distalization of molars in the upper jaw, some of which use inter-radicular insertion sites .
Success rates greater than 80% [8, 9] should encourage orthodontists to use OMIs. Knowledge of insertion sites with high success rates is therefore crucial as it will affect clinical decision making. Success rates of two joined palatal OMIs have not yet been compared to success rates of appliances supported by inter-radicular insertion sites and to our knowledge no conclusive data on this subject is currently available.
The purpose of this retrospective cohort study was to investigate the success rates of orthodontic mini-implants (OMIs) placed either on the buccal side between roots of the teeth or palatally at the level of the third palatal ruga, and also to determine patient related factors that may have an impact on success rates.
All OMIs had identical dimensions (diameter 1.7 mm; length 8 mm), and were manufactured by the same company (OrthoEasy®, Forestadent, Pforzheim, Germany). Other inclusion criteria were: complete patient records including panoramic and cephalometric radiographs, intraoral photographs of applied orthodontic biomechanics and oral hygiene index measurements (Approximal Plaque Index (API) score) at every visit.
After application of the inclusion criteria, the search generated 239 patient records that were eligible for this investigation (137 females and 102 males). The median age of the patients was 13.8 years (interquartile range (IQR) 11.0–16.9 years). A total of 387 OMIs were inserted: 190 in the anterior palate and 197 in buccal inter-radicular sites.
Palatal OMIs were loaded within 3 days after placement as the attached appliance had to be manufactured in a dental laboratory. All OMIs were used for direct anchorage. All biomechanics applied to the OMIs produced a force of >2 N and all palatal appliances worked bilaterally therefore exerting equal forces to both implants.
The palatal OMIs used in this study were either for maxillary molar distalization  (Fig. 2a), or rapid palatal expansion using a hybrid RPE (“hybrid hyrax”, Wilmes et al. ) (Fig. 2b). Both of these appliances were directly attached to the OMIs and exerted equal forces of (>2 N) per implant; the exact force values have been previously investigated elsewhere [46, 51].
OMIs remaining in situ over the entire period of treatment that required anchorage were recorded as successful. Premature loss or if removal of the OMI became necessary before achieving the defined treatment aims were charted unsuccessful.
Data collection and statistical analysis
All data were tabulated in a Microsoft Excel® 2007 file (Microsoft Corp., Richmond, Wash., USA). SPSS® for Windows version 22.0 (IBM Corp., Armonk, NY, USA) was used for all statistical analyses. The following parameters were analysed in relation to OMI success rates: 1) insertion site (anatomy); and 2) patient demographic data (age, gender and oral hygiene). Normal distribution of metrical parameters was assessed using Kolmogorov-Smirnov (K-S) tests. Comparisons between nominal variables were performed with the Pearson’s chi-squared test or Fisher’s exact test for non-parametric data. Continuous data not following a normal distribution were analysed using Mann-Whitney U test and descriptive statistics; median and interquartile range (IQR) are displayed accordingly. Survival rates were calculated with the Kaplan-Meier estimator, and their significance was evaluated with log rank tests. Additional Cox regression analysis of multiple variables was performed. Statistical significance was set at p < 0.05.
Three hundred twenty-eight out of 387 orthodontic mini-implants were considered successful; the overall success rate was 84.8% over the observation period.
Analysis by anatomical site
Success rates by insertion site
Interradicular OMIs were successful in 71.1% of the cases. There was no statistically significant difference in success rates between maxillary inter-radicular and mandibular inter-radicular OMIs (p = 0.628).
Analysis by patient factors
Relationship of success rates of OMIs to oral hygiene, age and gender
good (API < 30%)
poor (API > 30%)
6–20 years old
20–30 years old
> 30 years old
Survival rate analysis
Parameters according to Cox regression analysis
During the last decade, numerous studies have assessed the success rates of orthodontic mini-implants [6, 8–11, 14, 16, 17, 19, 20, 22–28, 31, 32, 36, 38, 39] and reported values ranging between 66% and 100% . Results from these investigations reveal a mean success rate of 85.50% (median value 85.46%), which is very close to the results (83.6%) of two systematic reviews [8, 9]. The success rate of our retrospective cohort study (84.8%) is similar.
Approximately half (50.9%) of all OMIs in this study were inserted in the anterior palate, and 98.9% of those were successful. However, palatal OMIs were always inserted and used in pairs. Connecting two OMIs may be the reason for better stability due to the increased surface area of two mini-implants . Two palatal OMIs provide a nearly identical surface area as one standard size palatal implant. The failure rate of the latter has been reported to be between 4.3% and 9% [43, 53–55]. Only in one patient in our cohort both palatal OMIs were lost; these were providing skeletal anchorage for a distalization appliance.
Success rates were significantly influenced by the combination of load and insertion site. In our investigation palatal OMIs were nearly always successful. Buccal mini-implants were clearly less successful. 59 (15.3%) out of 387 inserted OMIs were lost, and 57 of those had been inserted buccal between roots to support space closure mechanics. It appears that the combination of inter-radicular insertion combined with the type of use resulted in a poorer survival rate.
Existing evidence suggests that moderate loading of OMIs is preferable [56, 57]. Osseointegrated dental implants, featuring treated surfaces, larger diameters and lengths, are probably better suited for the application of heavy loads . Bicortical insertion of OMIs has also been recommended for improved stability when heavy forces are applied [59, 60].
Anchorage design might have an effect on success rates. The findings of Antoszewska et al.  indicated that indirect use seemed to have a higher success rate (96.96%) than direct loading (92.60%) but this difference was not statistically significant. In our study, all OMIs were directly loaded, which might have influenced the success rate for buccal inter-radicular insertion (71.1%). In addition all directly loaded OMIs in the palate were joint to one appliance, while the buccal inter-radicular OMIs were used individually and this may have had an impact on success rates.
Other than oral hygiene, gender and age revealed statistically significant differences, but only for younger patients (6–20 years). It is remarkable that OMIs inserted in patients older than 30 years had a failure rate that was twice as high (29.5%) compared to those used in younger patients: 14.8% (20–30 years) and 13.3% (6–20 years), respectively. These differences might be explained by the fact that OMIs in the older patient group (>30 years) were mostly used for molar protraction with forces >2 N, with an associated success rate of 70.5%.
Throughout the entire study period, 59 of 387 OMIs were lost or removed prematurely with an average survival time of 24.4 months. OMIs inserted between roots demonstrated considerably higher loss rates within the first 5 months, with an average survival of 17.4 months. Consequently, the correlation between insertion site and loss of OMIs was highly significant (p < 0.001), confirming results from previous research [10, 39].
In summary, our investigation was a large retrospective cohort study and our results concur with previous research [24, 61]. Apart from location and application of OMI we also investigated selected patient related factors. To our knowledge this is the first time that success rates of two joined parasagittal palatal OMIs were compared to inter-radicular insertion sites, adding new data supporting the exiting body of evidence. Maybe not surprisingly the success rate of palatal OMIs of our study was very similar to that of the Straumann® palatal implant . This suggest that two joined palatal OMIs might be used as an alternative for a palatal implant; OMIs can be loaded immediately compared to palatal implants that require 12 weeks’ for osseointegration. However once osseointegrated, palatal implants remain absolutely stable when loaded compared to OMIs [62, 63]. A drawback of our investigation is the retrospective design which may have introduced bias and prospective data from a randomized trials may make results more reliable .
Extensive research has been undertaken [42, 65] trying to analyse risk factors for OMI failure but many questions remained unanswered . Further research, ideally using prospective randomized designs or a prospective cohort investigation in this field are needed.
This retrospective investigation demonstrated that the success rate of OMIs loaded with forces greater than 2 N was mainly affected by the site of their insertion. Two OMIs inserted in the anterior palate, joined together and used for direct anchorage offered survival rates close to 100%. Individually used OMIs inserted between roots in the buccal alveolus resulted in significantly lower (71.1%) success rates; there was no statistically significant difference for upper and lower buccal insertion sites.
The authors express their thanks to Mrs. J. Pasch for participating in the collection of data.
Availability of data and materials
For confidentiality issues, the data will only be shared in aggregate form as presented in the tables.
JH conceived the project, gathered and processed the data, created the material presented (tables, electronic images, references, et cetera) and drafted the manuscript. JAL, DB and GK critically revised the manuscript. BL reviewed the process and critically revised the manuscript. All authors read and approved the final manuscript.
The authors declare that they have no competing interests.
Consent for publication
Ethics approval and consent to participate
Ethical approval for the use of existing radiographic material was granted (No 224/13, Ärztekammer des Saarlandes, Saarbrücken, Germany). Written consent is available for all patients.
Open AccessThis article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver (http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated.
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